emergence
From Latin ēmergere (perfect stem ēmers-), meaning “to rise out, come forth, appear, become visible,” composed of the prefix ē- (“out of, from”) + mergere (“to dip, plunge, submerge”). Via Medieval and Renaissance Latin emergentia (“an emergence, occurrence”) into Middle French émergence and then Early Modern English “emergence” (17th c.), initially denoting the act or process of coming forth or an unforeseen occurrence.
At a Glance
- Origin
- Latin via Middle French and Early Modern English
- Semantic Field
- Latin: *ēmergere* (to rise up, surface), *mergere* (to immerse, submerge), *exsistere* (to come into being, stand forth), *oriri* (to rise), *apparēre* (to appear); English: appearance, arising, surfacing, manifestation, development; related philosophical-comparative terms: German *Emergenz*, *Auftauchen*; French *émergence*; Spanish *emergencia*; Italian *emergenza*; cognate conceptual neighbors: novelty, complexity, supervenience, reduction, composition.
“Emergence” is difficult to translate precisely because in contemporary philosophy and science it has become a technical term that carries several layered contrasts: (1) ontological vs. merely epistemic novelty, (2) weak vs. strong (or radical) emergence, (3) synchronic dependence vs. diachronic production. Many target languages possess common nouns equivalent to “appearance” or “coming forth” but lack the specialized sense used in analytic metaphysics, philosophy of mind, and complexity science. Translators must often decide whether *emergence* denotes a metaphysical relation (new properties genuinely come into being), a conceptual relation (we gain new descriptions at higher levels), or a methodological thesis (higher-level explanations are licit and indispensable). In some traditions, cognate terms (e.g., German *Gestalt*, French *survenance* for “supervenience”) partially overlap, generating risks of conflation. Hence, the same word “emergence” can ambiguously suggest “unexpected phenomenon,” “non-reducible higher-level property,” and “pattern discernible only at a certain scale,” making precise cross-linguistic equivalence and historical comparison challenging.
Before acquiring technical philosophical significance, 'emergence' and its Latin ancestor *emergentia* were used in general discourse to denote the process of coming into view or arising out of a surrounding medium: a ship emerging from the mist, islands emerging from the sea, a person emerging from obscurity. Early modern English (17th–18th c.) also used 'emergence' and 'emergency' to mean an unforeseen event or pressing situation that suddenly 'arises.' This pre-philosophical sense emphasizes temporal unfolding, visibility, and unexpected occurrence rather than the metaphysical novelty of properties or systemic organization.
The philosophical crystallization of 'emergence' as a technical term occurs in the late 19th and early 20th centuries against the backdrop of mechanistic reductionism and evolutionary theory. G. H. Lewes first contrasts 'emergent' effects—qualitatively novel results of complex combinations—with merely 'resultant' effects that can be computed from constituents. British emergentists such as Samuel Alexander and C. D. Broad systematically develop this contrast to argue that new levels of reality (life, mind, value) appear in the evolutionary history of the universe. They frame emergence as an ontological thesis of irreducible properties and laws, while maintaining that higher levels are still dependent on the lower. In the mid-20th century, emergence is further elaborated—and sometimes criticized—within analytic philosophy of mind and by philosophers of science concerned with levels of explanation and the autonomy of special sciences.
In current discourse, 'emergence' is a cross-disciplinary concept spanning metaphysics, philosophy of mind, philosophy of science, complexity theory, systems biology, cognitive science, and social theory. Two broad families of usage predominate. In a weak or epistemic sense, emergence refers to higher-level regularities and patterns that are unexpected or hard to derive from micro-laws but are in principle determined by them (e.g., thermodynamic laws emerging from statistical mechanics). In a strong or ontological sense, emergent properties are held to be novel, irreducible, and potentially causally efficacious in ways not captured by base-level physics. Ongoing debates center on whether such strong emergence is coherent given physicalism, how to formalize emergence (e.g., via supervenience, multiple realizability, constraint-based accounts), and how emergent descriptions relate to multi-scale modeling in sciences from neuroscience to economics.
1. Introduction
In contemporary philosophy and science, emergence designates a cluster of ideas about how new properties, behaviors, or forms of organization arise when parts are combined into wholes. The central question is whether such higher-level features are merely convenient ways of describing complex interactions, or whether they represent genuinely novel aspects of reality that are not reducible to, or fully determined by, their components and laws.
Across disciplines, the term is used to articulate tensions between:
- Wholes and parts
- Higher and lower levels of organization
- Autonomous and reductive explanations
Philosophers distinguish different senses of emergence. Some conceptions emphasize ontological novelty and new causal powers (often called strong emergence), while others focus on explanatory, methodological, or computational issues (often called weak or epistemic emergence). These distinctions structure debates in metaphysics, philosophy of mind, philosophy of science, and complexity theory.
Historically, emergence develops from:
- Ordinary talk of things “coming forth” or appearing
- 19th–20th century British emergentism, which posited irreducible levels of reality (e.g., life, mind)
- 20th-century analytic philosophy of mind, where emergence is examined under physicalist assumptions
- Physics and complexity science, where multi-scale phenomena and collective behavior motivate emergent descriptions
The concept is tied to neighboring notions such as supervenience, reduction, multiple realizability, self-organization, and downward causation. Proponents across fields employ emergence to defend the legitimacy or autonomy of higher-level sciences (biology, psychology, sociology), to model complex systems, or to make sense of phenomena like consciousness and social institutions. Critics argue that many uses are vague, redundant with existing concepts, or incompatible with widely accepted scientific theses such as the causal closure of the physical.
This entry surveys the linguistic origins and historical development of “emergence,” its major theoretical formulations, and the principal debates surrounding its interpretation and scientific application.
2. Etymology and Linguistic Origins
The English noun “emergence” derives from the Latin verb ēmergere, meaning “to rise out, come forth, appear, become visible,” formed from the prefix ē- (“out of, from”) and mergere (“to dip, plunge, submerge”). The corresponding Latin noun emergentia referred to an “emergence” or “occurrence,” with a spatial and temporal sense of something surfacing from a surrounding medium.
Through Medieval and Renaissance Latin, the term entered Middle French as émergence, and then Early Modern English (17th century) as “emergence.” Early English usage typically denoted the act or process of coming forth, and, by extension, an unforeseen event—a sense that also underlies the historically related “emergency.”
Semantic Field and Cognates
In its historical and linguistic context, “emergence” belongs to a family of expressions concerning appearance, arising, and manifestation:
| Language/Tradition | Related Terms | Dominant Connotations |
|---|---|---|
| Latin | ēmergere, exsistere, oriri | Rising, coming into being, appearing |
| Early English | emergence, issue, occurrence | Surfacing event, arising situation |
| German | Emergenz, Auftauchen | Emergence, surfacing, appearance |
| French | émergence | Appearance, rise, (later) systems-level novelty |
| Spanish | emergencia | Emergency, emergence, appearance |
| Italian | emergenza | Emergency, emergence |
In philosophical and scientific contexts, “emergence” acquires a technical sense not fully matched by ordinary cognates like “appearance” or “coming forth.” Related conceptual neighbors include “wholeness” (Greek ὅλον, holon), “form” or “configuration” (German Gestalt), and modern terms such as “supervenience”, which partially overlap but do not coincide with emergentist usage.
Shift to a Technical Term
The move from general to technical terminology occurs mainly in late 19th- and early 20th-century English-language philosophy, when authors such as G. H. Lewes and C. D. Broad use “emergent” to contrast with “resultant.” In this technical sense, emergent properties are said to arise from underlying components yet be qualitatively novel and not straightforwardly deducible from the parts and their laws.
This layered meaning—spatial and temporal “rising up,” together with claims about novelty and irreducibility—shapes later cross-linguistic adaptations of the term in philosophical and scientific discourse.
3. Pre-Philosophical and Ordinary Usage
Before its adoption as a technical term, “emergence” and its precursors in European languages were used in everyday and literary contexts to describe phenomena that come into view or arise unexpectedly.
Spatial and Perceptual Uses
In early modern English, “emergence” often referred to visible surfacing:
- A ship emerging from the mist
- Land emerging from the sea
- The sun emerging from behind clouds
Such uses emphasize spatial transition from hidden to visible, without implying any metaphysical thesis about new properties.
Temporal and Eventive Uses
“Emergence” was also used for events that arise, frequently with a connotation of unexpectedness or urgency, related to “emergency”:
“The emergence of these troubles was sudden and unlooked for.”
Here the term denotes occurrences or situations that appear in time, often requiring response. Again, nothing turns on questions of reducibility or levels of organization.
Social and Personal Uses
Ordinary language further extended the term to social visibility:
- The emergence of a leader into public life
- The emergence of a movement on the political scene
In such contexts, “emergence” indicates a transition from obscurity to prominence, sometimes with an evaluative dimension (e.g., rise in power or influence), but not technical claims about causation.
Relation to Later Technical Meanings
These pre-philosophical uses share with later technical emergentism:
- A focus on processes of arising or coming forth
- An association with novelty from a prior background
- A contrast between what is hidden or implicit and what becomes manifest
However, the early uses are descriptive and phenomenological, not metaphysical. They do not distinguish between ontological and epistemic novelty, nor do they imply structured “levels” (physical, biological, mental). The technical sense of emergence reinterprets this familiar vocabulary to articulate questions about property novelty, explanatory gaps, and systemic organization.
4. Early Scientific and Philosophical Precursors
Ideas closely related to emergence appear long before the explicit term is theorized. Various traditions explore how wholes relate to their parts, and whether novel features appear at higher levels of organization.
Classical and Early Modern Holism
Ancient philosophy already raises questions that later emergentism will inherit:
- Aristotle holds that “the whole is something besides the parts” in his discussions of organisms and living form (eidos). Some interpreters see in this a proto-emergentist view, where organization confers capacities absent from parts in isolation.
- Stoic and Neoplatonic thinkers describe structured wholes whose properties depend on internal logos or forms, suggesting layered structures of reality.
Early modern mechanists (Descartes, Hobbes) often treat complex bodies as aggregates governed by uniform laws of motion, but even they acknowledge systems—such as living organisms or vortices—whose behavior is not simply the sum of individual motions.
Gestalt and Systems Antecedents
In the late 19th and early 20th centuries, Gestalt psychology argues that perceptual experiences exhibit configurational properties irreducible to sums of sensations. The slogan “the whole is more than the sum of its parts” anticipates later emergentist language, though initially in a psychological rather than metaphysical register.
Around the same period, systems thinking begins to develop in biology, physiology, and sociology. Ideas of organismic unity, functional organization, and self-regulation encourage the view that biological and social wholes exhibit patterns not adequately captured by a purely atomistic perspective.
Early Scientific Hints of Multi-Level Behavior
Scientific developments provide concrete cases where macro-level regularities differ markedly from micro-level descriptions:
- Thermodynamics vs. mechanics: The emergence of macroscopic laws (e.g., entropy increase) from micro-dynamics raises questions about how new regularities arise at the statistical level.
- Chemistry: Compositional properties (like the taste of salt or the combustibility of gases) differ qualitatively from properties of the constituent elements, an observation that some 19th-century philosophers and scientists use to motivate talk of “novel” or “resultant” properties.
These precursors do not yet clearly formulate the later distinction between resultant and emergent properties, nor do they employ the modern vocabulary of “levels” and “supervenience.” However, they create an intellectual setting in which qualitative novelty, systemic organization, and multi-level explanation become pressing issues, paving the way for the explicit emergentist programs of the British tradition.
5. British Emergentism and Classical Formulations
The British emergentists of the late 19th and early 20th centuries give “emergence” its first systematic philosophical treatment. Figures such as G. H. Lewes, Samuel Alexander, and C. D. Broad articulate a view on which new levels of reality—especially life, mind, and value—arise in the course of cosmic evolution and possess irreducible properties and laws.
Lewes and the Resultant/Emergent Distinction
G. H. Lewes introduces a distinction between “resultants” and “emergents”:
- Resultant effects are higher-level properties fully calculable from the properties of components and their known laws (e.g., the net force of vectors).
- Emergent effects are qualitatively novel outcomes of complex combinations that cannot, even in principle, be predicted from complete knowledge of the parts alone.
“The emergent is unlike its components insofar as these are incommensurable, and it cannot be reduced to their sum or their difference.”
— G. H. Lewes, Problems of Life and Mind
Alexander’s Layered Ontology
Samuel Alexander, in Space, Time and Deity (1920), develops a hierarchical cosmology:
- The universe begins as a spatio-temporal continuum.
- Through evolutionary processes, higher levels emerge: matter, life, mind, and eventually deity.
- Each level is characterized by novel qualities and distinct kinds of laws that depend on but are not reducible to lower levels.
Alexander’s view ties emergence closely to evolutionary time: new levels appear historically as the universe develops.
Broad’s Canonical Formulation
C. D. Broad’s The Mind and Its Place in Nature (1925) offers a detailed analysis of emergent properties:
| Broad’s Category | Characterization | Example (for Broad) |
|---|---|---|
| Resultant | Predictable from constituent properties and laws | Many mechanical sums |
| Emergent | Not deducible even in principle; introduces new causal laws | Chemical reactions, consciousness (hypothetically) |
Broad combines this with an emergentist theory of mind. Mental properties, on his view, arise from certain complex brain conditions but possess new causal powers such that psychology is not reducible to physics and chemistry.
Common Commitments
British emergentists typically maintain:
- Dependence: Higher-level properties require appropriate lower-level configurations.
- Irreducibility: Higher-level properties are not deducible from lower-level laws.
- Novel causal powers: Emergent properties contribute distinct causal influences.
- Layered laws: Different strata of reality (physical, chemical, biological, mental) are governed by partially autonomous law sets.
These classical formulations provide the main reference point for later discussions of strong ontological emergence, even as subsequent philosophers question whether such irreducibility and downward causation can be reconciled with physicalism.
6. Emergence in Analytic Philosophy of Mind
Within analytic philosophy of mind, emergence is primarily discussed in connection with physicalism, mental causation, and the status of non-reductive theories. The key issue is whether mental properties can be both dependent on and irreducible to the physical, while still exerting genuine causal influence.
Non-Reductive Physicalism and Emergence
From the mid-20th century, many philosophers endorse non-reductive physicalism: all mental phenomena are physically realized, yet psychology retains autonomy from neuroscience. Emergence is sometimes invoked to articulate this position:
- Mental properties are said to supervene on physical states.
- They may be multiply realizable across different physical substrates.
- Higher-level psychological laws are regarded as emergent regularities not derivable from microphysics.
Some accounts interpret emergence here as chiefly epistemic or explanatory (reflecting limits of reduction), while others retain a more ontological reading closer to British emergentism.
Kim’s Critique of Strong Emergence
Jaegwon Kim plays a central role in systematizing and criticizing emergentist proposals. Working within a broadly physicalist framework, he argues that:
- If physical events are causally closed (every physical event has a sufficient physical cause), then there is little room for distinct emergent causal powers.
- If mental properties are realized by physical properties that already fully cause behavior, attributing causal efficacy to emergent properties risks overdetermination.
- As a result, robust strong emergence with downward causation appears unstable or incoherent.
Kim concludes that emergence, if compatible with physicalism, must be weak or non-causal—for instance, a matter of higher-level description or explanatory convenience rather than new causal forces.
Alternative Emergentist Responses
Other analytic philosophers attempt to reconcile emergence with physicalism by:
- Reinterpreting downward causation as constraint-based rather than force-like (e.g., higher-level organization constraining micro-dynamics).
- Emphasizing multiple realizability and the autonomy of special sciences as forms of emergence without additional fundamental powers.
- Developing supervenience-based or non-Humean metaphysical frameworks in which higher-level properties can be irreducible yet integrated into an overall physicalist ontology.
Within analytic philosophy of mind, therefore, emergence functions less as a single doctrine and more as a family of strategies for capturing mental dependence and autonomy under physicalist assumptions, with ongoing debate over whether genuinely ontological emergence is tenable.
7. Emergence in Physics and Complexity Science
In physics and complexity science, “emergence” is used to characterize collective phenomena and multi-scale organization where higher-level behaviors are not transparently derivable from micro-level descriptions, even though they are presumed to be physically grounded.
Condensed Matter and “More Is Different”
Condensed-matter physics provides paradigmatic examples:
- Phase transitions (e.g., from liquid to solid) involve abrupt changes in macroscopic properties accompanied by new order parameters and symmetry-breaking.
- Superconductivity and superfluidity display coherent quantum behavior at macroscopic scales, described by effective field theories.
Philip W. Anderson’s influential article “More Is Different” argues that each level of complexity in physics (nuclei, atoms, solids, etc.) exhibits qualitatively new organizing principles and requires autonomous theories:
“At each level of complexity entirely new properties appear, and the understanding of these behaviors requires research which I think is as fundamental in its nature as any other.”
— P. W. Anderson, “More Is Different,” Science 177 (1972)
Proponents view these cases as emergent in that higher-level laws (e.g., hydrodynamics, elasticity, thermodynamics) are effective and largely independent of fine micro-level detail.
Statistical Mechanics and Effective Theories
In statistical mechanics, macroscopic variables such as temperature and pressure are defined over ensembles of microstates. Emergence here is often treated as weak or epistemic:
- Macro-laws are derivable in principle from micro-laws but require coarse-graining and probabilistic methods.
- Theories of effective field and renormalization describe how systems’ behavior changes with scale, leading some authors to regard emergent behavior as scale-dependent regularity rather than ontological novelty.
Complexity Science and Self-Organization
Complexity science extends emergentist language to a wider range of systems:
- Nonlinear dynamics and chaos display sensitivity to initial conditions and rich pattern formation.
- Cellular automata, agent-based models, and network dynamics generate global patterns from simple local rules.
- Phenomena such as self-organization, pattern formation, and criticality (e.g., in sandpile models) are labeled emergent when system-level structures appear without centralized control.
In this context, emergence is often linked to computational irreducibility (the idea that system behavior cannot be substantially compressed into simpler predictive rules) and to the value of multi-level modeling.
Interpretive Diversity
Interpretations differ on whether these physical and computational cases illustrate:
- Ontological emergence (new kinds of properties and laws), or
- Methodological/explanatory emergence (novel descriptions and tools for dealing with complexity).
Physicists and complexity theorists sometimes employ emergentist vocabulary pragmatically, without committing to strong metaphysical claims, while philosophers debate whether such phenomena support more robust emergentism.
8. Ontological vs. Epistemic Emergence
A central distinction in the literature contrasts ontological and epistemic (or explanatory) emergence. The two notions aim to capture different senses in which higher-level phenomena can be said to be “new” or “irreducible.”
Ontological Emergence
Ontological emergence concerns claims about what there is:
- Higher-level properties or entities are said to be genuinely novel features of reality.
- They possess causal powers or law-governed roles not encompassed by lower-level properties and laws.
- The novelty is often taken to be in-principle irreducible: even complete knowledge of micro-facts and laws would not suffice to deduce or explain emergent features without adding new principles.
Proponents of strong British-style emergentism, and some contemporary non-reductive physicalists, interpret emergence in this ontological way. They typically link it to notions like downward causation, new laws, or irreducible powers.
Epistemic or Explanatory Emergence
Epistemic emergence focuses on our descriptions, explanations, or predictive capacities:
- Higher-level patterns may be unexpected, computationally intractable, or best captured by autonomous theories, even though they are fully determined by lower-level facts.
- Emergence here may reflect limitations of human cognition, practical constraints, or the structure of scientific methodology, rather than metaphysical discontinuities.
- Examples include thermodynamic laws derived from statistical mechanics, or macroeconomic regularities arising from individual behavior.
On epistemic accounts, emergent properties are not ontologically new; they are higher-level characterizations or summaries of underlying dynamics.
Comparative Overview
| Aspect | Ontological Emergence | Epistemic/Explanatory Emergence |
|---|---|---|
| Focus | Reality’s structure | Our knowledge and descriptions |
| Novelty | New properties/powers in the world | New models, laws, or patterns for us |
| Irreducibility | In principle (metaphysical) | In practice or for certain methods |
| Causation | Often involves new causal roles/powers | Causation fully at lower level |
Some authors argue that only ontological emergence addresses the traditional metaphysical questions (e.g., about mind and matter), while others contend that epistemic emergence is sufficient for explaining the autonomy of higher-level sciences. There is ongoing debate over whether the distinction is clear-cut, and whether purported cases can be unambiguously classified as one or the other.
9. Strong and Weak Emergence
The terminology of strong and weak emergence refines the ontological/epistemic distinction by specifying how radical the purported novelty is.
Strong Emergence
Strong emergence denotes views on which:
- Higher-level properties are ontologically novel and not deducible in principle from lower-level facts, even given ideal knowledge and unlimited computational power.
- These properties often have irreducible causal powers, sometimes associated with downward causation.
- New fundamental laws or bridge principles may be required to connect levels.
Classical British emergentists (e.g., Broad, Alexander) are typically read as endorsing strong emergence, especially for life and consciousness. Some contemporary theorists of consciousness and free will also appeal to strong emergence to argue that mental properties transcend physical description.
Weak Emergence
Weak emergence is commonly defined in more epistemic, computational, or methodological terms:
- Higher-level features are fully determined by and supervene on micro-level facts.
- However, their occurrence is unexpected, difficult to derive, or computationally irreducible: one might need to simulate the system’s micro-dynamics to see what macro-patterns will appear.
- Emergent properties in this sense often support autonomous explanations (e.g., in thermodynamics, ecology, or economics) without positing new fundamental powers.
Mark Bedau and others have characterized weak emergence via micro-based macro-properties whose behavior is discoverable only through simulation.
Relationship Between the Notions
| Feature | Strong Emergence | Weak Emergence |
|---|---|---|
| Determination | Often more than micro-determination | Fully determined by micro-states |
| Deductibility | Not deducible even in principle | In practice non-deducible or very complex |
| Causal powers | New, irreducible powers | No new fundamental powers |
| Typical motivation | Mind, free will, value, life (for some) | Complex systems, phase transitions, patterns |
Some philosophers argue that strong emergence is incompatible with standard physicalism or causal closure, while others attempt to reconcile them via modified metaphysics (e.g., non-Humean laws, layered powers). Weak emergence, by contrast, is often deemed compatible with physicalism, but critics contend that it reduces emergence to a matter of descriptive convenience or computational difficulty, lacking robust metaphysical import. Debates continue over whether intermediate forms of emergence are coherent and scientifically motivated.
10. Emergence, Supervenience, and Reduction
Discussions of emergence frequently invoke supervenience and reduction to clarify how higher and lower levels relate.
Supervenience as a Formal Dependence Relation
Supervenience captures a general dependence claim:
- A set of properties A (e.g., mental) supervenes on a set B (e.g., physical) if no two possible worlds can differ in A-properties without differing in B-properties.
- Intuitively: no change at the higher level without some change at the lower level.
Supervenience is neutral about reducibility and causal powers, making it a flexible tool to express many emergentist and non-emergentist positions.
Reduction and its Varieties
Reduction is more demanding. In classical models (e.g., Ernest Nagel), a higher-level theory reduces to a lower-level theory when:
- The higher-level laws are derivable from lower-level laws plus bridge principles linking their vocabularies.
- The explanatory and predictive work of the higher-level theory can, in principle, be replaced by the lower-level one.
Reductionists argue that all higher-level sciences ultimately admit such treatment, at least in principle. Emergentists typically deny this for some domains.
Interrelations with Emergence
The key questions concern how emergence, supervenience, and reduction interlock:
| Relation Type | Supervenience? | Reduction? | Typical Label |
|---|---|---|---|
| Classical reduction | Yes | Yes | Non-emergent |
| Non-reductive supervenience | Yes | No | Often called emergent |
| Strong emergence (robust) | Often Yes or stronger | No | Ontological emergentism |
- Many weak emergentist and non-reductive physicalist views hold that higher-level properties supervene on the physical but are not reducible in Nagelian terms, due to multiple realizability or the autonomy of higher-level laws.
- Some strong emergentists maintain that emergent properties either do not merely supervene (because they introduce new modal possibilities) or that they supervene but add new powers beyond those of their base.
Debates and Critiques
Philosophers dispute whether supervenience-based formulations can adequately capture the intuitions driving emergentism:
- Critics contend that supervenience without reduction may collapse into a purely epistemic thesis, insufficient for robust ontological emergence.
- Others argue that multiple realizability and the failure of smooth cross-theoretic derivations demonstrate genuine non-reductive emergence even under supervenience.
- Some suggest replacing supervenience and classical reduction with alternative frameworks (e.g., mechanistic explanation, interventionist causation) to better capture emergent relations.
Thus, the triad of emergence, supervenience, and reduction serves as a central conceptual arena for analyzing the structure of multi-level phenomena.
11. Causation, Downward Influence, and Laws
Many accounts of emergence involve distinctive claims about causation and laws of nature, especially concerning so-called downward causation.
Downward Causation
Downward causation refers to the idea that higher-level properties or states can causally influence the behavior of their lower-level constituents. For example:
- A mental intention causing neural activity.
- A social norm influencing individual choices.
- An organism’s functional organization affecting molecular processes.
Proponents view such cases as evidence that emergent properties are causally efficacious in their own right, not merely epiphenomenal reflections of micro-level causes.
Challenges from Causal Closure
Within a physicalist framework, many philosophers accept the causal closure of the physical: every physical event has a sufficient physical cause. Critics of downward causation argue that:
- If a microphysical cause fully accounts for an event, attributing additional causal work to a higher-level property risks causal overdetermination.
- If emergent properties are distinct from their bases yet share their effects, their causal status appears problematic.
Jaegwon Kim has influentially argued that these tensions place pressure on strong emergentist views that posit robust downward causation.
Alternative Conceptions of Causal Influence
In response, some emergentist accounts reinterpret causation:
- Constraint-based accounts: Higher-level structures are said to exert causal influence by constraining or shaping the space of allowable micro-level trajectories, rather than by adding new forces. Biological organization or boundary conditions may act in this way.
- Interventionist and mechanistic accounts: Under interventionist models of causation, higher-level variables (e.g., temperature, heart rate) can be legitimate causal relata if interventions on them produce systematic changes, even if they are realized by micro-level states.
On such views, downward causation is compatible with physical closure because it is mediated by and implemented through lower-level processes.
Emergent Laws
Emergentists often posit higher-level laws distinct from fundamental micro-laws:
- Laws of thermodynamics, ecology, or psychology may be regarded as emergent regularities governing higher-level variables.
- Some argue that these laws are autonomous: they hold across a wide range of micro-realizations and are not reducible to detailed micro-dynamics.
Interpretations vary:
- Some treat emergent laws as derivative but indispensable effective laws (common in physics).
- Others see them as reflecting genuinely new nomic structures arising at certain levels, an idea associated with non-Humean views of laws.
Debates continue over whether emergent laws can be fully reconciled with a unified nomological structure of nature or whether they imply a layered lawhood matching emergentist ontologies.
12. Emergence in Biology, Cognition, and Social Systems
Outside fundamental physics, many of the most discussed examples of emergence come from biology, cognitive science, and social theory, where complex organization and multi-level explanations are ubiquitous.
Biological Organization and Function
In biology, emergentist language is often applied to:
- Cellular and organismal organization: Properties like metabolism, homeostasis, and development are seen as arising from coordinated networks of molecules and cells.
- Self-organization and pattern formation: Phenomena such as morphogenesis, flocking, and neural patterning are modeled as emergent from local interactions.
- Functional explanations: Biological traits are explained in terms of systemic roles (e.g., the heart’s function of pumping blood), suggesting higher-level descriptions not reducible to local physical properties alone.
Some theorists treat these as cases of weak emergence, emphasizing explanatory autonomy and multiple realizability; others argue for stronger ontological novelty tied to teleology, information, or constraint-based organization.
Cognition and Consciousness
Cognitive science and philosophy of mind often describe:
- Cognitive capacities (e.g., reasoning, perception) as emergent from neural networks and brain architecture.
- Conscious experience as emerging from complex neural activity.
Computational models (e.g., connectionist networks, dynamical systems) show how simple units can yield sophisticated behavior, reinforcing talk of emergent cognition. Interpretations diverge on consciousness:
- Some view it as strongly emergent, with irreducible qualitative and causal features.
- Others treat it as weakly emergent, fully determined by and potentially explainable in physical terms, though requiring higher-level theories.
Social Systems and Institutions
In social sciences, emergence appears in discussions of:
- Markets, norms, and institutions: Macro-level phenomena (e.g., prices, legal systems) arising from micro-level actions and interactions of individuals.
- Collective behavior: Crowd dynamics, culture, and social networks exhibiting patterns not reducible to isolated agents.
Methodological individualists typically interpret such emergence as macro-patterns derivable in principle from micro-dynamics, while others argue that social institutions possess relatively autonomous structures and powers, qualifying as emergent entities in a stronger sense.
Cross-Level Explanations
These domains illustrate a spectrum of multi-level explanatory strategies:
| Domain | Micro-level Focus | Emergent-Level Focus |
|---|---|---|
| Biology | Molecules, genes, cells | Organisms, ecosystems, functional systems |
| Cognition | Neurons, synapses, circuits | Mental states, cognitive architectures |
| Social | Individuals, interactions | Institutions, norms, macroeconomic variables |
Debates revolve around whether the success of higher-level explanations indicates mere pragmatic convenience or points to ontologically significant emergence of biological, mental, or social structures.
13. Conceptual Analysis and Formal Models of Emergence
Philosophers and scientists employ both conceptual tools and formal models to clarify what emergence amounts to and how it can be identified or measured.
Conceptual Frameworks
Several analytic strategies aim to refine the notion:
- Supervenience-based analyses: Define emergent properties as those that supervene on a base but are non-reducible in certain ways (e.g., lacking strict bridge laws, being multiply realizable, or supporting autonomous explanations).
- Power-based accounts: Characterize emergence in terms of novel causal powers or dispositions not possessed by parts alone.
- Constraint and organization accounts: Emphasize how higher-level structures impose constraints on micro-dynamics, giving rise to new patterns of possibility and behavior.
These approaches seek to make emergence sharply definable while capturing intuitions about novelty and dependence.
Formal and Computational Models
In complexity science and related fields, emergence is often explored through mathematical and computational models:
- Cellular automata: Simple local rules generate complex global structures; used to illustrate weak emergence when macro-patterns are discoverable only via simulation.
- Agent-based models: Individual agents following simple behavioral rules produce collective patterns (e.g., segregation models), clarifying micro–macro relations.
- Nonlinear dynamical systems: Phase portraits, attractors, and bifurcations formalize how qualitatively different regimes of behavior appear as parameters change.
- Network theory: Graph-theoretic measures (centrality, clustering, communities) capture emergent properties of interaction networks (e.g., robustness, small-world structure).
Some authors attempt to quantify emergence using information-theoretic measures, such as:
- Statistical complexity or excess entropy, capturing structure beyond randomness.
- Integrated information or related metrics, proposed to quantify how much a system’s causal organization exceeds that of independent parts.
Logical and Metaphysical Formalizations
Philosophers have also used:
- Modal logic and possible-world semantics to express dependence and supervenience conditions.
- Structural equation models and causal graphs to analyze multi-level causation and test claims of downward influence within interventionist frameworks.
There is no single agreed-upon formalism for emergence; instead, a plurality of models exists, each tailored to specific domains (physical, biological, social) and interpretations (strong vs. weak, ontological vs. epistemic). Ongoing work assesses how well these models capture the core intuitions associated with emergent phenomena.
14. Translation Challenges and Cross-Linguistic Reception
The spread of emergentist ideas across languages has exposed translation challenges and conceptual shifts in different intellectual traditions.
Polysemy and Technicality
The English “emergence” combines:
- Ordinary senses of coming forth or surfacing, and
- A specialized metaphysical and scientific sense involving novel properties, levels, and irreducibility.
Many languages offer straightforward equivalents for the first sense but lack an established term for the second. Translators must decide whether to:
- Use a direct cognate (e.g., French émergence, Spanish emergencia), and thereby extend its meaning; or
- Employ or coin a more technical neologism, risking obscurity.
Key Cross-Linguistic Variants
| Language | Common Term(s) | Notes on Usage and Interpretation |
|---|---|---|
| German | Emergenz, Auftauchen | Emergenz is the standard technical term; related concepts include Gestalt, which has its own history. |
| French | émergence | Used in metaphysics and sciences; sometimes overlaps with terms like survenance (for supervenience). |
| Spanish | emergencia | Shares everyday sense of “emergency”; philosophical/scientific usage requires context to mark technical meaning. |
| Italian | emergenza | Similarly polysemous; technical adoption in philosophy of mind and complex systems is relatively recent. |
In some contexts, terms like Gestalt or holisme (holism) carry ideas akin to emergence but with different theoretical baggage.
Conceptual Misalignment
Several difficulties arise:
- Overlap with existing concepts: For example, French survenance is often used for “supervenience,” which is related but not identical to emergence. This may blur distinctions central to Anglophone debates.
- Historical connotations: German Gestalt psychology and Ganzheit (wholeness) predate Anglo-American emergentism; translating “emergence” as Gestalt risks conflating separate traditions.
- Everyday vs. technical senses: In Romance languages, where the same word may mean “emergency,” context is crucial to avoid misinterpretation.
Reception in Different Traditions
Cross-linguistic reception has depended on existing philosophical landscapes:
- In continental European contexts with strong phenomenological or structuralist traditions, emergentist ideas have often been integrated through the lenses of holism, structure, or system rather than as a standalone doctrine.
- In East Asian languages, emergentist themes sometimes resonate with indigenous notions of relationality and process, but terminological choices vary, often borrowing from English phonetics.
Scholars working across languages must therefore track not only direct translations but also functional analogues and near-equivalents to assess how debates about emergence travel and transform across intellectual cultures.
15. Critiques of Emergentism and Alternative Frameworks
Emergentism has been the target of numerous criticisms, and several alternative frameworks have been proposed to address the same phenomena without invoking robust emergence.
Charges of Vagueness and Redundancy
Critics argue that “emergence” is often used as a label for ignorance: calling something emergent may simply mark a current explanatory gap. The term is said to:
- Lack clear criteria for distinguishing emergent from non-emergent properties.
- Overlap with existing notions such as supervenience, multiple realizability, or complexity, rendering it theoretically redundant.
Some philosophers suggest restricting or abandoning the term in favor of more precise concepts drawn from causal modeling or reduction theory.
Tensions with Physicalism and Causal Closure
From a physicalist standpoint, strong emergentism faces challenges:
- The causal closure of the physical appears to leave little room for new emergent causal powers.
- Attempts to posit distinct emergent causes risk overdetermination or conflict with established physical theory.
Jaegwon Kim and others argue that emergentism either collapses into epiphenomenalism (emergents do no causal work) or undermines physicalism.
Explanatory Sufficiency of Reduction and Mechanism
Alternative frameworks emphasize:
- Mechanistic explanation: Many philosophers of science claim that higher-level phenomena can be explained by decomposing systems into organized mechanisms, without positing emergent properties. Organization and interaction suffice.
- Interventionist causation: Multi-level causation can be modeled using causal graphs and interventionist criteria, making talk of downward causation compatible with a unified causal structure and obviating the need for robust emergents.
On these views, what emergentists call “emergence” may be reinterpreted as complex mechanistic organization or scale-relative causation.
Alternative Metaphysical Views
Several metaphysical programs aim to capture intuitions about levels and novelty without classical emergentism:
- Humean and mosaic-based views treat laws and regularities as supervening on local matters of fact, downplaying the need for emergent powers or laws.
- Structural realism focuses on relational structures rather than emergent substances or properties, seeing new structures at higher levels as compatible with ontological continuity.
- Flat ontologies and priority monism propose that there is only one fundamental level (e.g., the universe as a whole), with apparent levels being representational or pragmatic constructs.
Some non-reductive physicalists also argue that autonomy of the special sciences can be secured through multiple realization and pattern realism (treating patterns as real), without endorsing strong emergentist theses.
In light of such critiques and alternatives, emergentism remains a contested framework: for some, indispensable for capturing multi-level phenomena; for others, a dispensable label better replaced by more precise theoretical tools.
16. Legacy and Historical Significance
The concept of emergence has left a substantial imprint on philosophy and science, shaping debates about the structure of reality and the organization of knowledge.
Influence on Philosophy of Mind and Metaphysics
Emergentist ideas have:
- Provided key alternatives to both dualism and strict reductionism, especially in debates over consciousness and mental causation.
- Motivated development of concepts such as supervenience, levels of organization, and non-reductive physicalism.
- Stimulated discussions about causal powers, laws of nature, and the metaphysics of properties and levels.
Even critics of emergentism often frame their positions in response to emergentist challenges, making emergence a structuring foil in contemporary metaphysical discourse.
Impact on Philosophy of Science and Scientific Practice
In philosophy of science, emergence has:
- Reinforced recognition of the autonomy of the special sciences, encouraging analysis of how explanations in biology, psychology, and social science relate to physics.
- Informed accounts of multi-scale modeling, effective theories, and inter-level explanation.
- Influenced the interpretation of phenomena such as phase transitions, self-organization, and complex systems, especially in condensed-matter physics and complexity science.
Practicing scientists in fields like systems biology, neuroscience, and network science frequently use emergentist language to frame research on collective behavior and organization.
Cross-Disciplinary and Cultural Reach
Beyond academic philosophy and physics, emergence has become a cross-disciplinary motif:
- In cognitive science, to describe how cognition and consciousness arise from neural processes.
- In social theory, to analyze institutions, norms, and markets as products of interaction.
- In computer science and artificial life, to characterize patterns and behaviors generated by distributed algorithms and simulations.
Emergence has also entered broader intellectual and cultural discourse, often as a metaphor for complex change and innovation.
Continuing Relevance
Historically, emergence has served as a conceptual bridge between:
- Traditional metaphysical concerns about mind, matter, and value, and
- Modern scientific understanding of complex, multi-level systems.
Its legacy lies both in the positive doctrines it has inspired and in the critical debates it has provoked. Whether future theories retain the specific term “emergence” or replace it with more specialized vocabulary, the questions it raises—about novelty, dependence, and levels of reality—remain central to ongoing inquiry in philosophy and science.
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@online{philopedia_emergence,
title = {emergence},
author = {Philopedia},
year = {2025},
url = {https://philopedia.com/terms/emergence/},
urldate = {December 10, 2025}
}Study Guide
Emergent property
A property of a system that arises from the organized interaction of its parts and is not straightforwardly attributable to any part in isolation.
Strong emergence
The view that some higher-level properties are ontologically novel, not deducible even in principle from lower-level physical facts, and often possess irreducible causal powers and possibly new laws.
Weak emergence
A conception of emergence where higher-level phenomena are fully determined by lower-level processes but are unexpected, computationally irreducible, or explanatorily autonomous, often discoverable only via simulation or coarse-grained modeling.
Supervenience
A dependence relation in which no change in higher-level properties can occur without some change in underlying lower-level properties, usually formulated using possible worlds.
Reductionism vs. Emergentism
Reductionism holds that higher-level phenomena can, in principle, be fully explained in terms of their most basic constituents and laws; emergentism denies this for some domains, positing hierarchically structured levels with irreducible properties or laws.
Downward causation
The idea that higher-level emergent properties can causally influence the behavior of their lower-level constituents, sometimes reinterpreted as constraint-based influence within a physicalist ontology.
Complex system and self-organization
A complex system is composed of many interacting components whose collective behavior shows non-trivial patterns, feedback, and often emergent phenomena; self-organization is the spontaneous formation of ordered structures without centralized control.
Levels of organization and multiple realizability
Levels of organization are stratified scales (physical, chemical, biological, mental, social) at which systems can be described; multiple realizability is the idea that a single higher-level property can be instantiated by many distinct lower-level configurations.
How does the historical shift from ordinary talk of things ‘coming forth’ to the technical use of ‘emergence’ in British emergentism change what is at stake in discussions of novelty and levels of reality?
Can phase transitions in condensed-matter physics (e.g., superconductivity, critical phenomena) be adequately explained using only weak emergence, or do they support a stronger, ontologically robust notion of emergence?
Is Jaegwon Kim’s causal closure argument decisive against strong emergence in the philosophy of mind, or can emergentists reconceive downward causation in a way that avoids overdetermination?
To what extent does multiple realizability support emergentist claims about the autonomy of higher-level sciences such as psychology and sociology?
Are epistemic/explanatory accounts of emergence (e.g., focusing on computational irreducibility or the need for simulation) sufficient to capture our intuitions about the novelty of consciousness and life, or do these phenomena require ontological emergence?
How do formal models such as cellular automata and agent-based simulations help clarify the notion of weak emergence, and what are their limitations as guides to metaphysical conclusions?
Given the critiques that emergence is vague or redundant, under what conditions—if any—does it add genuine explanatory or conceptual value beyond existing notions like supervenience, complexity, or mechanism?